Accelerated approval

Results: 239



#Item
91Self-regulatory organizations / Investment / Economy of the United States / Chicago Stock Exchange / Stock market / Mathematical finance / Securities Exchange Act / Regulation NMS / Order / Financial markets / Financial economics / United States Securities and Exchange Commission

Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 to the Proposed Rule Change to Implement...; Rel. No[removed], File No. SR

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Source URL: www.sec.gov

Language: English - Date: 2005-07-25 21:19:26
92Central Securities Depositories / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Depository Trust & Clearing Corporation / Securities / Securities Exchange Act / U.S. Securities and Exchange Commission / Federal Reserve System / Financial economics / Financial system / Finance

Release No[removed], File No. SR-DTC[removed], Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Establish a Set Up Fee for Open-Ended Mutual Funds

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Source URL: www.sec.gov

Language: English - Date: 2005-03-04 15:35:56
93Financial system / Financial Industry Regulatory Authority / Securities Exchange Act / Registered representative / U.S. Securities and Exchange Commission / Self-regulatory organization / Financial adviser / Registered Investment Advisor / Selling away / United States securities law / Financial economics / Business

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend FINRA Rule[removed]Customer Account Information)

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Source URL: www.sec.gov

Language: English - Date: 2011-12-06 12:10:08
9473rd United States Congress / United States Securities and Exchange Commission / United States securities law / Exchange-traded fund / Funds / Securities Exchange Act / New York Stock Exchange / Gold exchange-traded product / Financial economics / Investment / Finance

Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 thereto to Amend Rule 460 (Specialists Participating in Contests); Rel. No[removed], File No. SR-NYSE[removed]

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Language: English - Date: 2005-11-30 10:05:37
95Financial economics / Financial system / Business / 73rd United States Congress / United States Securities and Exchange Commission / Chicago Stock Exchange / Securities Exchange Act / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / United States securities law / Self-regulatory organizations / Financial regulation

Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System; Rel. No[removed], File No. SR-CH

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Source URL: www.sec.gov

Language: English - Date: 2005-10-28 15:22:39
96New Deal agencies / PCX / U.S. Securities and Exchange Commission

Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule hange and Amendment No. 1 Thereto Relating to Offers of Settlement; Rel. No[removed], File No. SR-PCX[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-10-28 11:54:13
97Securities Exchange Act / Economy of the United States / United States / Financial regulation / United States securities law / International Securities Exchange / Direct Edge

Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-IS

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Source URL: www.sec.gov

Language: English - Date: 2009-12-03 15:10:37
98Financial markets / Options Clearing Corporation / Futures exchange / Futures contract / Commodity Futures Trading Commission / Clearing / Commodity Exchange Act / Financial economics / Financial system / Finance

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Establish an Internal Cross-Margin Program (Rel. No[removed], File No. SR-OCC[removed])

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Source URL: www.sec.gov

Language: English - Date: 2004-10-13 12:13:48
99United States Securities and Exchange Commission / Self-regulatory organization / U.S. Securities and Exchange Commission / New York Stock Exchange / Arbitration / Financial regulation / Law / United States / United States securities law / 73rd United States Congress / Securities Exchange Act

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Rule 600, Relating to Arbitration; Rel. No[removed], File No. SR-NYSE[removed]

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Language: English - Date: 2005-12-19 17:36:48
100Financial markets / Financial system / Financial economics / 73rd United States Congress / Securities Exchange Act / Finance / New York Stock Exchange / Regulation NMS / NYSE Arca / United States Securities and Exchange Commission / United States securities law / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]October 31, 2008 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval o

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Language: English - Date: 2008-11-03 12:56:37
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